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Our Capabilities

LICENSED CORPORATIONS AND CORPORATIONS APPLYING FOR SFC CORPORATE LICENSE

Throughout the 15 years, our Group has been working for over 500 clients in the
Financial Services sector.

The key to success is our clear understanding of the dynamic and complex elements
of this heavily regulated industry and practical application of all regulations. We
understand the need for synergy in delivering both consultancy and recruitment
solutions to our clients.


We have developed a strong database of Responsible Officers for various regulated
activities. Besides, we also have a large pool of candidates ranging from middle to
back office to cater for a full scope of recruitment needs.

MIDDLE TO SENIOR EXECUTIVES SEARCHES

Our industry knowledge and network is broad and encompasses conglomerates and
local corporations across Hong Kong and Asia Pacific.


Our recruitment consultants are seasoned and professional with solid market
knowledge. We provide a tailor-made search for specific needs by tools not limited to
database search, social media & advertising, referrals, market mapping, competency
tests and competitor analysis.

With our emphasis on quality, integrity and flexibility, you can be rest assured our
advice and services providing to you would enhance the smooth functioning of your
business.

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SINCE 2003.... 

Compliance Consulting Limited (CCL), established in 2003 by our
founder Ms. Iris Chan, is the pioneer in the industry specializing in providing regulatory and compliance consulting services to
financial institutions.

"With our expertise, our clients can rely solely on us regarding all the regulatory responsibilities."

Our Services

  • Compliance Outsourcing

  • Compliance Reviews

  • On-site Compliance Training

  • Compliance Policies & Procedures

  • SFC Licensing for Corporation/ Responsible Officer/Representative

  • Governance, AML/CTF Programs

  • Compliance Updates & Implementations

Please reach out to us if you want to find out more about our services, track record and pricing.

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