LICENSED CORPORATIONS AND CORPORATIONS APPLYING FOR SFC CORPORATE LICENSE
Throughout the 15 years, our Group has been working for over 500 clients in the
Financial Services sector.
The key to success is our clear understanding of the dynamic and complex elements
of this heavily regulated industry and practical application of all regulations. We
understand the need for synergy in delivering both consultancy and recruitment
solutions to our clients.
We have developed a strong database of Responsible Officers for various regulated
activities. Besides, we also have a large pool of candidates ranging from middle to
back office to cater for a full scope of recruitment needs.
MIDDLE TO SENIOR EXECUTIVES SEARCHES
Our industry knowledge and network is broad and encompasses conglomerates and
local corporations across Hong Kong and Asia Pacific.
Our recruitment consultants are seasoned and professional with solid market
knowledge. We provide a tailor-made search for specific needs by tools not limited to
database search, social media & advertising, referrals, market mapping, competency
tests and competitor analysis.
With our emphasis on quality, integrity and flexibility, you can be rest assured our
advice and services providing to you would enhance the smooth functioning of your
Compliance Consulting Limited (CCL), established in 2003 by our
founder Ms. Iris Chan, is the pioneer in the industry specializing in providing regulatory and compliance consulting services to
"With our expertise, our clients can rely solely on us regarding all the regulatory responsibilities."
On-site Compliance Training
Compliance Policies & Procedures
SFC Licensing for Corporation/ Responsible Officer/Representative
Governance, AML/CTF Programs
Compliance Updates & Implementations